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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-29
FL RA APPROVED 2009-05-06
  • TX RA
    APPROVED_RES
    Since 2025-09-29
  • FL RA
    APPROVED
    Since 2009-05-06

Branch Locations

541 S. Orlando Avenue Suite 209, Maitland, FL 32751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Serivces, Inc. Maitland FL 11/1999 Present
Raymond James Financial Services Advisors, Inc. Maitland FL 01/2009 Present
N/A Maitland FL 12/2008 10/2021
Non-Variable Insurance Orlando FL 06/1998 09/2019
  • 11/1999 → Present
    Raymond James Financial Serivces, Inc.
    Maitland, FL
  • 01/2009 → Present
    Maitland, FL
  • 12/2008 → 10/2021
    N/A
    Maitland, FL
  • 06/1998 → 09/2019
    Non-Variable Insurance
    Orlando, FL
Other Businesses

(1)Name of Business: Orangewood Presbyterian Church and Acapulco Children's Home Address: 905 Lake Lily Dr. Apartment C321, Maitland , FL, 32751 , United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 05/08/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help determine operational financial needs and communicate to Church about those needs. Facilitate (no Control of finances) communications about remitting funds on a monthly Ad Hoc basis (2)Name of Business: Pascale Donna; Pascale IRA-4- Address: 905 Lake Lily Drive Apt C321, Maitland, FL, 32751, United States Activity Type: Control Person Position/Title: Other (Acting), Successor trustee (Acting), Executor (Acting) Investment Related: Yes Start Date: 07/12/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Donna passed away in 2023 and I have been acting in this capacity since that

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1998-07-02
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1998-07-02

View on SEC IAPD

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