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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-08-04
  • GA RA
    APPROVED
    Since 2022-08-04

Branch Locations

141 N Main St, Cleveland, GA 30528 • United States

500 S. Maitland Avenue, Maitland, FL 32751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Essigman Llc Cleveland GA 09/2008 12/2020
John Essigman Wealth Advisors Llc Cleveland GA 08/2011 12/2020
Pruco Securities, Llc. Cleveland GA 12/2020 08/2022
Prudential Insurance Company Of America Cleveland GA 12/2020 08/2022
Moors Cabot Inc Winter Park FL 08/2022 Present
  • 09/2008 → 12/2020
    John Essigman Llc
    Cleveland, GA
  • 08/2011 → 12/2020
    John Essigman Wealth Advisors Llc
    Cleveland, GA
  • 12/2020 → 08/2022
    Cleveland, GA
  • 12/2020 → 08/2022
    Prudential Insurance Company Of America
    Cleveland, GA
  • 08/2022 → Present
    Moors Cabot Inc
    Winter Park, FL
Previous Registrations
  • 2020-12-16 → 2022-08-04
    Atlanta, GA
    Cleveland, GA
  • 2011-08-23 → 2020-12-14
    John Essigman Wealth Advisors, Llc
    Cleveland, GA
  • 2008-09-30 → 2011-08-18
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Cleveland, GA
  • 2007-10-18 → 2008-09-26
    Cetera Advisors Llc
    Atlanta, GA
    Cleveland, GA
  • 2006-11-08 → 2007-10-23
    Avantax Advisory Services
    Cleveland, GA
Other Businesses

1) Appleseed Holdings, LLC, 141 North Main Street, Cleveland, GA 30528, start date 1/26/2018, Position Managing Member, Residential Property owned by Appleseed Holdings, LLC, 50% ownership and wife has 50% ownership, hours spent per month 1, hour spent during trading hours 0, currently not compensated until it sells. 2) White County Rotary Club, 141 North Main Street, start date 7/2013, Board Member, Treasurer and Bookkeeper, Non-profit Civic Organization, hours spent per month 5, hours spent during trading hours 2, compensated $3k annually, dual signature authority. 3) John Essigman, LLC, 141 North Main Street, Cleveland, GA 30528, Position Managing Member, Commercial and Residential Real Estate, For profit, 50%ownership and wife has 50% ownership, hours spent per month 5, hours spent during trading hours 5, compensation $7920 per month, Administrative Manager handling items related to real estate property and provides operational advice. 4) Essigman Family Trust; Cleveland, GA; Start date 2/25/2022; Trustee; Investment Related: No; 1 hour per month during trading hours. 5) Bluecreek LLC; 141 North Main Street, Cleveland, GA 30528; Managing Member; Real Estate Development, Rental, and Leasing, Administrative Manager handling items related to real estate 6) Bluecreek Properties LLC; 141 North Main Street, Cleveland, GA 30528; Managing Member; Real Estate Development, Rental, and Leasing, Administrative Manager handling items related to real estate

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-14
S65 Uniform Investment Adviser Law Examination 2006-09-13
  • S63 Uniform Securities Agent State Law Examination
    2020-10-14
  • S65 Uniform Investment Adviser Law Examination
    2006-09-13
Other Names
  • John Peter Essigman

View on SEC IAPD

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