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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Essigman Llc | Cleveland | GA | 09/2008 | 12/2020 |
| John Essigman Wealth Advisors Llc | Cleveland | GA | 08/2011 | 12/2020 |
| Pruco Securities, Llc. | Cleveland | GA | 12/2020 | 08/2022 |
| Prudential Insurance Company Of America | Cleveland | GA | 12/2020 | 08/2022 |
| Moors Cabot Inc | Winter Park | FL | 08/2022 | Present |
1) Appleseed Holdings, LLC, 141 North Main Street, Cleveland, GA 30528, start date 1/26/2018, Position Managing Member, Residential Property owned by Appleseed Holdings, LLC, 50% ownership and wife has 50% ownership, hours spent per month 1, hour spent during trading hours 0, currently not compensated until it sells. 2) White County Rotary Club, 141 North Main Street, start date 7/2013, Board Member, Treasurer and Bookkeeper, Non-profit Civic Organization, hours spent per month 5, hours spent during trading hours 2, compensated $3k annually, dual signature authority. 3) John Essigman, LLC, 141 North Main Street, Cleveland, GA 30528, Position Managing Member, Commercial and Residential Real Estate, For profit, 50%ownership and wife has 50% ownership, hours spent per month 5, hours spent during trading hours 5, compensation $7920 per month, Administrative Manager handling items related to real estate property and provides operational advice. 4) Essigman Family Trust; Cleveland, GA; Start date 2/25/2022; Trustee; Investment Related: No; 1 hour per month during trading hours. 5) Bluecreek LLC; 141 North Main Street, Cleveland, GA 30528; Managing Member; Real Estate Development, Rental, and Leasing, Administrative Manager handling items related to real estate 6) Bluecreek Properties LLC; 141 North Main Street, Cleveland, GA 30528; Managing Member; Real Estate Development, Rental, and Leasing, Administrative Manager handling items related to real estate
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-14 |
| S65 | Uniform Investment Adviser Law Examination | 2006-09-13 |
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