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William Harold Hogue

Stephens

Memphis, TN

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-28
  • TN RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-28

Branch Locations

6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 07/1999 11/2017
Stephens Inc. Memphis TN 11/2017 02/2022
Stephens Inc. Memphis TN 02/2022 06/2022
Stephens Inc. Memphis TN 06/2022 Present
  • 07/1999 → 11/2017
    Raymond James & Associates, Inc.
    Memphis, TN
  • 11/2017 → 02/2022
    Stephens Inc.
    Memphis, TN
  • 02/2022 → 06/2022
    Stephens Inc.
    Memphis, TN
  • 06/2022 → Present
    Stephens Inc.
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-26
S63 Uniform Securities Agent State Law Examination 1987-09-25
  • S65 Uniform Investment Adviser Law Examination
    1996-11-26
  • S63 Uniform Securities Agent State Law Examination
    1987-09-25
Other Names
  • William H Hogue
  • Bill Hogue

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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