Anthony Joseph Harris

Current Employers

Employment History

• 12/2011 → 11/2016
  Wells Fargo Advisors Llc
  Sewickley, PA
• 11/2016 → 11/2020
  Wells Fargo Clearing Services, Llc
  Sewickley, PA
• 11/2020 → 11/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2020 → 11/2024
  Benchmark Financial Advisors
  Sewickley, PA
• 06/2023 → 11/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2024 → Present
  Lpl Financial Llc
  Sewickley, PA

Previous Registrations

• 2023-06-29 → 2024-11-07
  Cetera Investment Advisers Llc
  Sewickley, PA
• 2020-11-06 → 2023-06-29
  Cetera Wealth Services, Llc
  Sewickley, PA
• 2011-12-05 → 2020-11-09
  Wells Fargo Clearing Services, Llc
  Sewickley, PA
• 2009-06-01 → 2012-01-03
  Morgan Stanley
  Sewickley, PA
  Sewickley, PA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Wexford, PA
  Pittsburg, PA
• 2006-09-25 → 2007-04-02
  Morgan Stanley Dw Inc.
  Pittsburg, PA
• 2004-01-01 → 2006-10-04
  Pnc Wealth Management Llc
  Pittsburgh, PA
  Seven Fields, PA
• 2002-09-16 → 2004-01-01
  J.J.B. Hilliard, W.L. Lyons, Llc
  Pittsburgh, PA

Other Businesses

1) 10/2024 - Compass Wealth Management / DBA for LPL Business (entity for LPL business) / Inv Related / Sewickley, PA 15143 / Start date 10/31/2024 - 160 Hrs per month - 100 Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-11
• S63 Uniform Securities Agent State Law Examination
  1988-01-14

Designations

Other Names

• Tony Harris
• Tony Harris