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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-12 |
| PA | RA | APPROVED | 2010-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sewickley | PA | 02/2000 | Present |
I*4721300 Entity Type: N/A Name of OBA: S B Address: Pittsburgh, Pennsylvania, 15239 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/16/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Spouse I*4721293 Entity Type: N/A Name of OBA: S B Address: Pittsburgh, Pennsylvania, 15239 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/15/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-03 |
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