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Scott William Miller

Jms Capital Group Wealth Services, LLC

Sewickley, PA

CRD 3101109

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Employer firm

Jms Capital Group Wealth Services, LLC CRD 281325

$174M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Jms Capital Group Wealth Services, Llc

417 Thorn Street Suite 300, Sewickley, PA 15143 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-02-19
  • PA RA
    APPROVED
    Since 2016-02-19

Branch Locations

417 Thorn Street Suite 300, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pwa Securities, Inc. Pittsburgh PA 02/2007 09/2017
Private Wealth Advisors, Inc. Pittsburgh PA 01/2003 06/2017
Jms Capital Group Wealth Services, Llc Pittsburgh PA 08/2015 Present
  • 02/2007 → 09/2017
    Pwa Securities, Inc.
    Pittsburgh, PA
  • 01/2003 → 06/2017
    Private Wealth Advisors, Inc.
    Pittsburgh, PA
  • 08/2015 → Present
    Pittsburgh, PA
Previous Registrations
  • 2004-03-19 → 2017-06-08
    Pwa Wealth Management
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    1999-08-12
Designations
  • Certified Financial Planner

View on SEC IAPD

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