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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-24
TX RA APPROVED_RES 2009-01-15
NJ RA APPROVED 2003-04-14
  • PA RA
    APPROVED
    Since 2010-06-24
  • TX RA
    APPROVED_RES
    Since 2009-01-15
  • NJ RA
    APPROVED
    Since 2003-04-14

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

510 E 96Th St Global Human Resources- The Academy, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sewickley PA 03/2003 Present
Previous Registrations
  • 2003-01-13 → 2003-03-26
    Banc One Securities Corporation
    Youngstown, OH
Other Businesses

I*3986265 Entity Type: N/A Name of OBA: Stifel Address: Canfield, Ohio, 44406 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/13/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-08
  • S66 Uniform Combined State Law Examination
    2003-01-08
Other Names
  • Laura Ann Sentgeorge

View on SEC IAPD

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