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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-06
PA RA APPROVED 2024-10-22
  • TX RA
    APPROVED
    Since 2024-11-06
  • PA RA
    APPROVED
    Since 2024-10-22

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sewickley PA 12/2023 Present
Hautepursesuite Llc Pittsburgh PA 11/2018 11/2023
Unemployed Pittsburgh PA 08/2011 11/2018
Bank Of America, N.A. Sewickley PA 05/2025 Present
Other Businesses

I*3011270 Entity Type: N/A Name of OBA:HautePurseSuit Address:Pittsburgh Pennsylvania Investment Related:No Position, Title, Association:N/A Start Date:09/01/2020 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Cooking and Fashion Blog that is no longer in use This blog is inactive

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-21
S65 Uniform Investment Adviser Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2024-10-21
  • S65 Uniform Investment Adviser Law Examination
    2022-05-06
Other Names
  • Sumana Belgaum Naik

View on SEC IAPD

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