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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-12-23
PA RA APPROVED 2010-06-22
TX RA APPROVED 2006-03-03
  • NJ RA
    APPROVED
    Since 2020-12-23
  • PA RA
    APPROVED
    Since 2010-06-22
  • TX RA
    APPROVED
    Since 2006-03-03

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Ocean City, NJ • United States

Newtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 07/1987 Present
Bank Of America,N.A. Yardley PA 06/2011 Present
Other Businesses

I*120350 For profit or not for profit: Non-Profit Organization Name of outside business organization: Bucks County Opportunity Council Investment related: N Address of business: Doylestown, Pennsylvania 18901 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/9/2019 Number of hours devoted: 35 hour(s) Annually Number of hours devoted during trading hours: 10 Duties: The mission of the Bucks County Opportunity Council is to reduce poverty and partner with the community to promote economic self-sufficiency. Our vision is to elevate the awareness of poverty, and to create and lead partnerships. I*: 2048275 Entity Type: Entity For Profit Name of OBA: Brodhead Flyfishers, LLC Address: Henryville, PA Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/01/2024 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: The purpose of the club is a gathering place for like minded people who enjoy fly fishing and spending time in the great outdoors. While I may have to cook or do dishes from time to time, my only real responsibility are annual dues and the occasional assessment for repairs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-10
S63 Uniform Securities Agent State Law Examination 1987-10-19
  • S65 Uniform Investment Adviser Law Examination
    1997-03-10
  • S63 Uniform Securities Agent State Law Examination
    1987-10-19
Other Names
  • Jeffrey J Martinides
  • Jeffrey John Martinides

View on SEC IAPD

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