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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-12-23 |
| PA | RA | APPROVED | 2010-06-22 |
| TX | RA | APPROVED | 2006-03-03 |
Branch Locations
1040 Stony Hill Rd, Yardley, PA 19067 • United States
Ocean City, NJ • United States
Newtown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 07/1987 | Present |
| Bank Of America,N.A. | Yardley | PA | 06/2011 | Present |
I*120350 For profit or not for profit: Non-Profit Organization Name of outside business organization: Bucks County Opportunity Council Investment related: N Address of business: Doylestown, Pennsylvania 18901 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/9/2019 Number of hours devoted: 35 hour(s) Annually Number of hours devoted during trading hours: 10 Duties: The mission of the Bucks County Opportunity Council is to reduce poverty and partner with the community to promote economic self-sufficiency. Our vision is to elevate the awareness of poverty, and to create and lead partnerships. I*: 2048275 Entity Type: Entity For Profit Name of OBA: Brodhead Flyfishers, LLC Address: Henryville, PA Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/01/2024 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: The purpose of the club is a gathering place for like minded people who enjoy fly fishing and spending time in the great outdoors. While I may have to cook or do dishes from time to time, my only real responsibility are annual dues and the occasional assessment for repairs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-19 |
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