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Sarah Nicole Wagner Fiorelli

Morgan Stanley

Yardley, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-15
PA RA APPROVED 2020-07-27
  • TX RA
    APPROVED
    Since 2021-12-15
  • PA RA
    APPROVED
    Since 2020-07-27

Branch Locations

777 Township Line Road Suite 301, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Conshohocken PA 03/2016 06/2020
Morgan Stanley Yardley PA 07/2020 Present
  • 03/2016 → 06/2020
    Stifel Nicolaus & Co Inc
    Conshohocken, PA
  • 07/2020 → Present
    Morgan Stanley
    Yardley, PA
Previous Registrations
  • 2016-04-08 → 2020-07-06
    Stifel, Nicolaus & Company, Incorporated
    Conshohocken, PA
  • 2010-09-01 → 2015-12-28
    Barclays Capital Inc.
    Philadelphia, PA
    Yardley, PA
  • 2008-10-06 → 2010-01-25
    Credit Suisse Securities (Usa) Llc
    West Conshohocken, PA
  • 2007-04-18 → 2008-10-09
    Lehman Brothers Inc.
    New York, NY
    Philadelphia, PA
  • 2006-08-08 → 2007-05-03
    Janney Montgomery Scott Llc
    Yardley, PA
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-07
  • S66 Uniform Combined State Law Examination
    2006-08-07
Other Names
  • Sarah Nicole Wagner
  • Sarah Nicole Wagner-Fiorelli

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
OSAIC WEALTH, INC.
MML INVESTORS SERVICES, LLC
VENTURA WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
CROSSOVER CAPITAL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

MICHAEL STEVEN BROOKS
ANGELA MARY SPRENKLE
Kelley Danielle Smith
THOMAS MARTIN WICK
EDWARD CHRISTIAN GRUBER
MICHAEL R JOHNSON
Abigail Page Wick
MARGARET MARY MCMAHON

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Yardley, PA

More in Yardley, PA

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