Best Investors Account Sign in

Michael Steven Brooks

Morgan Stanley

Yardley, PA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-03-03
TX RA APPROVED 2023-03-03
  • PA RA
    APPROVED
    Since 2023-03-03
  • TX RA
    APPROVED
    Since 2023-03-03

Branch Locations

777 Township Line Road Suite 301, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Fianancial Services Inc. Mount Laurel NJ 01/2009 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Laurel NJ 03/2017 03/2023
Bank Of America, N.A. Mount Laurel NJ 04/2017 03/2023
Morgan Stanley Smith Barney Llc Yardley PA 03/2023 Present
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
  • 01/2009 → 02/2017
    Ubs Fianancial Services Inc.
    Mount Laurel, NJ
  • 03/2017 → 03/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mount Laurel, NJ
  • 04/2017 → 03/2023
    Bank Of America, N.A.
    Mount Laurel, NJ
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    Yardley, PA
  • 04/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-20
  • S66 Uniform Combined State Law Examination
    2007-12-20
Other Names
  • Michael Steven Brooks
  • Michael Brooks

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
OSAIC WEALTH, INC.
MML INVESTORS SERVICES, LLC
VENTURA WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
CROSSOVER CAPITAL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

ANGELA MARY SPRENKLE
Kelley Danielle Smith
THOMAS MARTIN WICK
EDWARD CHRISTIAN GRUBER
MICHAEL R JOHNSON
SARAH NICOLE WAGNER FIORELLI
Abigail Page Wick
MARGARET MARY MCMAHON

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Yardley, PA

More in Yardley, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor