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Thomas Martin Wick

Morgan Stanley

Yardley, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-24
PA RA APPROVED 2011-02-23
  • TX RA
    APPROVED_RES
    Since 2011-02-24
  • PA RA
    APPROVED
    Since 2011-02-23

Branch Locations

777 Township Line Road Suite 301, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Philadelphia PA 02/2006 Present
Morgan Stanley Smith Barney Philadelphia PA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2006 → Present
    Citigroup Global Markets Inc.
    Philadelphia, PA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Philadelphia, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

Real Estate; Investment related; Belmar, NJ; Rental property; Owner; Start date: 05/2016; During business hours: 0; After business hours: 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-01
  • S66 Uniform Combined State Law Examination
    2001-02-01

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
OSAIC WEALTH, INC.
MML INVESTORS SERVICES, LLC
VENTURA WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
CROSSOVER CAPITAL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

MICHAEL STEVEN BROOKS
ANGELA MARY SPRENKLE
Kelley Danielle Smith
EDWARD CHRISTIAN GRUBER
MICHAEL R JOHNSON
SARAH NICOLE WAGNER FIORELLI
Abigail Page Wick
MARGARET MARY MCMAHON

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Yardley, PA

More in Yardley, PA

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