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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-02-03 |
| TX | RA | APPROVED_RES | 2011-01-10 |
Branch Locations
777 Township Line Road Suite 301, Yardley, PA 19067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Yardley | PA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*240591 - Broad Street Sports Capital Management, LLC; Investment related: Yes; Holland; Pennsylvania;Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2015; During business hours: 0; After business hours:4; I am the GP
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-28 |
| S65 | Uniform Investment Adviser Law Examination | 2002-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-18 |
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