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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-30 |
| NY | RA | APPROVED | 2021-12-10 |
Branch Locations
2095 Smith Haven Plaza, Lake Grove, NY 11755 • United States
50 West Jericho Turnpike, Huntington Station, NY 11746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Jericho | NY | 03/2016 | 10/2016 |
| Equitable Advisors, Llc | New York | NY | 10/2016 | 10/2021 |
| Charles Schwab & Co., Inc. | Lake Grove | NY | 11/2021 | Present |
| Charles Schwab Bank, Ssb | Lake Grove | NY | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-07 |
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