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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-13
TX RA APPROVED 2024-06-13
  • NY RA
    APPROVED
    Since 2024-06-13
  • TX RA
    APPROVED
    Since 2024-06-13

Branch Locations

130 Portion Road, Ronkonkoma, NY 11779 • United States

131 Main Street, Sayville, NY 11782 • United States

2 Fort Salonga Road, Fort Salonga, NY 11768 • United States

991 Main Street, Holbrook, NY 11741 • United States

861 Montauk Hwy, Oakdale, NY 11769 • United States

60 Veterans Memorial Hwy, Commack, NY 11725 • United States

2001 Nesconset Highway, Lake Grove, NY 11755 • United States

2102 Middle Country Rd, Centereach, NY 11720 • United States

60 Veterans Memorial Hwy, Commack, NY 11725 • United States

38 Indian Head Road, Kings Park, NY 11754 • United States

42 West Main Street, Smithtown, NY 11787 • United States

200 Motor Pkwy, Hauppauge, NY 11788 • United States

4170 Veterans Memorial Highway, Bohemia, NY 11716 • United States

705 Smithtown Byp, Smithtown, NY 11787 • United States

1862 Veterans Hwy, Islandia, NY 11749 • United States

10 N Village Ave, Rockville Centre, NY 11570 • United States

216 Old Country Rd, Mineola , NY 11501 • United States

131 Main St, Sayville, NY 11782 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Melville NY 09/2005 06/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 09/2005 06/2024
J.P. Morgan Securities Llc Rockville Centre NY 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-21
S63 Uniform Securities Agent State Law Examination 1998-11-13
  • S66 Uniform Combined State Law Examination
    2015-10-21
  • S63 Uniform Securities Agent State Law Examination
    1998-11-13
Other Names
  • Stephen P Carey
  • Stephen Carey
  • Stephen Patrick Carey

View on SEC IAPD

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