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Keith Edward Robertson

LPl Financial LLC

Ronkonkoma, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
FL RA APPROVED 2016-03-22
  • NY RA
    APPROVED
    Since 2021-08-03
  • FL RA
    APPROVED
    Since 2016-03-22

Branch Locations

4155 Veterans Memorial Hwy Suite 1, Ronkonkoma, NY 11779 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dime Community Bank (Formerly: Bridgehampton National Bank) Ronkonkoma NY 07/2008 Present
Lpl Financial Llc Ronkonkoma NY 03/2016 Present
  • 07/2008 → Present
    Dime Community Bank (Formerly: Bridgehampton National Bank)
    Ronkonkoma, NY
  • 03/2016 → Present
    Ronkonkoma, NY
Previous Registrations
  • 2010-09-14 → 2016-04-06
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1) 02/08/16-Bridge Financial Services-DBA for LPL Business- Inv. Related- at reported business location(s)- start 1/29/16- 100% 2) 02/08/16-Bridgehampton National Bank- bank duty- Private Banking-Commercial Loans- Inv. Related- at reported business location(s)- start 07/01/2008 3) 3/29/2021 - Dime Community Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - SVP Private Banking - Started 02/11/2021 - 150 Hours Per Month/6 Hours During Securities Trading. 4) 7/26/2021 - Dime Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/23/2021 - 25 Hours Per Month/25 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-13
S63 Uniform Securities Agent State Law Examination 1999-03-08
  • S66 Uniform Combined State Law Examination
    2010-09-13
  • S63 Uniform Securities Agent State Law Examination
    1999-03-08
Other Names
  • Keith Edwin Robertson

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