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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-04
  • NY RA
    APPROVED
    Since 2024-09-04

Branch Locations

2001 Nesconset Highway, Lake Grove, NY 11755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc. Melville NY 10/2016 08/2017
Jp Morgan Securities Llc Lake Grove NY 10/2017 Present
Jp Morgan Chase Bank Lake Grove NY 10/2017 Present
New York Life Insurance Company Melville NY 10/2016 08/2017
Rdc Interiors Huntington NY 09/2015 10/2016
Unemployed Huntington Station NY 08/2017 09/2017
  • 10/2016 → 08/2017
    Nylife Securities Llc.
    Melville, NY
  • 10/2017 → Present
    Lake Grove, NY
  • 10/2017 → Present
    Jp Morgan Chase Bank
    Lake Grove, NY
  • 10/2016 → 08/2017
    New York Life Insurance Company
    Melville, NY
  • 09/2015 → 10/2016
    Rdc Interiors
    Huntington, NY
  • 08/2017 → 09/2017
    Unemployed
    Huntington Station, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
S63 Uniform Securities Agent State Law Examination 2017-11-22
  • S66 Uniform Combined State Law Examination
    2023-02-03
  • S63 Uniform Securities Agent State Law Examination
    2017-11-22
Other Names
  • Jimmy Roselle
  • James R Roselle
  • James Roselle

View on SEC IAPD

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