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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-24
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-11-24
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

2001 Nesconset Highway, Lake Grove, NY 11755 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Lake Grove NY 07/2007 Present
J.P. Morgan Securities Llc Lake Grove NY 10/2012 Present
Previous Registrations
  • 2007-08-02 → 2012-10-01
    Chase Investment Services Corp.
    Stony Brook, NY
  • 2007-01-15 → 2007-07-12
    Wamu Investments, Inc.
    East Northport, NY
    Islandia, NY
    Hauppauge, NY
    Lake Grove, NY
    Smithtown, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-13
S63 Uniform Securities Agent State Law Examination 2002-09-30
  • S65 Uniform Investment Adviser Law Examination
    2007-01-13
  • S63 Uniform Securities Agent State Law Examination
    2002-09-30
Other Names
  • Danielle Marie Demarco

View on SEC IAPD

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