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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-28 |
| TX | RA | APPROVED_RES | 2017-12-22 |
| OH | RA | APPROVED | 2003-02-24 |
Branch Locations
3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Cincinnati | OH | 05/1999 | Present |
NAME & ADDRESS: Model Behavior Band 2733 Montchateau Drive Cincinnati Ohio 45244 NATURE OF ENTITY: Cover Band RESPONSIBILITIES IN ROLE: I play piano and sing HOURS DEVOTED: 1 hour a week
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-24 |
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