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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-06-14 |
| OH | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Lavista | NE | 07/2010 | Present |
| Securities America Advisors, Inc. | Cincinnati | OH | 01/2017 | Present |
| Osaic Wealth, Inc. | Cincinnati | OH | 06/2024 | Present |
| Osaic Wealth, Inc. | Cincinnati | OH | 06/2024 | Present |
1. DBA: Queen City Financial Advisors 2. MICHAEL POPIL POSITION: producer NATURE: MICHAEL POPIL INSURANCE INDEPENDENT PRODUCER 10% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/19/2018 ADDRESS: 212 East 3rd Street, Suite 100, Cincinnati OH 45202 DESCRIPTION: write insurance when fits a clients need. 3. QUEEN CITY CAPITAL MANAGEMENT LLC POSITION: 5% owner NATURE: Queen City Capital Management, LLC5% owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: 212 E. 3rd St., Suite 100, Cincinnati OH 45202 DESCRIPTION: Registered Investment Advisor - Owner 5% time spent 4. YOUTH SPORTS COACH POSITION: Coach NATURE: Volunteer youth sports coach. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2019 ADDRESS: 5874 Veterans Way, Burlington KY 41005 DESCRIPTION: Coaching Youth Sports. 6. RENTAL PROPERTY POSITION: Property Owner/Landlord NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2022 ADDRESS: 10023 Ellsworth Rd., Streetsboro OH 41042 DESCRIPTION: Owner of property with a small house. The house on the property is rented. I will perform landlord duties in regard to the house and renter. 7. FINANCE COMMITTEE ST. HENRY HIGHSCHOOL POSITION: a member in discussions NATURE: Member of finance committee for St. Henry Highschool. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/04/2023 ADDRESS: 3755 Scheben Dr., Erlanger KY 41018 DESCRIPTION: I will participate in discussions about the Highschool's financials and discuss current and upcoming projects which require the school's capital. I will have no access to finances, I will Not be the advisor for any financial accounts.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-07-03 |
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