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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Cincinnati | OH | 01/2009 | 06/2024 |
| Securities America Advisors | Cincinnati | OH | 03/2015 | 06/2024 |
| Osaic Wealth, Inc. | Cincinnati | OH | 06/2024 | Present |
| Osaic Wealth, Inc. | Cincinnati | OH | 06/2024 | Present |
***QUEEN CITY CAPITAL MANAGEMENT, LLC POSITION: Owner NATURE: QUEEN CITY CAPITAL MANAGEMENT LLC/REGISTERED INVESTMENT ADVISOR--4% OWNER INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 212 East 3rd Street, Suite 100, Cincinnati OH 45202, United States DESCRIPTION: 4% passive owner. I have no duties. ***DBA - Queen City Financial Advisors, LLC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-10-24 |
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