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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-16
OH RA APPROVED 2024-05-21
KY RA APPROVED 2023-02-17
  • TX RA
    APPROVED_RES
    Since 2024-09-16
  • OH RA
    APPROVED
    Since 2024-05-21
  • KY RA
    APPROVED
    Since 2023-02-17

Branch Locations

515 Monmouth St., Ste. 302A, Newport, KY 41071-4588 • United States

4605 E Galbraith Rd Ste 190, Cincinnati, OH 45236 • United States

Newport, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christopher Financial Group Ft. Mitchell KY 08/2004 02/2023
Cetera Advisors Llc Denver CA 01/2012 02/2023
Ameriprise Financial Services, Llc Newport KY 02/2023 Present
  • 08/2004 → 02/2023
    Christopher Financial Group
    Ft. Mitchell, KY
  • 01/2012 → 02/2023
    Cetera Advisors Llc
    Denver, CA
  • 02/2023 → Present
    Newport, KY
Previous Registrations
  • 2005-01-27 → 2023-02-21
    Cetera Advisors Llc
    Chillicothe, OH
    Crestview Hills, KY
    Ft.MItchell, KY
    Newport, KY
  • 2004-10-14 → 2005-01-31
    Pan-American Investment Advisers, Inc.
    Ft. Mitchell, KY
Other Businesses

Business Ownership; Copper Path Financial Advisors, LLC; Co-owner; Manage Ameriprise Business; 4605 E Galbraith Rd, Ste 190, Cincinnati, OH, 45236; Not Investment-Related; 11/17/2023; 1 to 9 hours per month; 0 during trading hours / Chrisotpher Financial Group; Owner; Manage Ameriprise Business; 515 Monmouth St., Ste 302a, Newport, KY, 41071; Investment-Related; 01/01/2005; 60 hours per month; 60 during trading hours. Outside Employment; Christopher Financial Group; Owner; Manage advisory business; 515 Monmouth St., Ste 302a, Newport, KY, 41071; Investment-Related; 01/01/2005; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-12
  • S66 Uniform Combined State Law Examination
    2004-10-12
Other Names
  • Steve Jerome Horn
  • Stephen J Horn
  • Stephen Horn
  • Steve J Horn
  • Steve Horn

View on SEC IAPD

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