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Tami Jayne Nelson

Ameriprise Financial Services, LLC

Minneapolis, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-06-24
  • MN RA
    APPROVED
    Since 2019-06-24

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riversource Distributors Inc Minneapolis MN 03/2015 01/2018
Ameriprise Financial Services Inc Minneapolis MN 01/2018 03/2020
American Enterprise Investment Services Inc Minneapolis MN 02/2022 Present
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 03/2015 → 01/2018
    Riversource Distributors Inc
    Minneapolis, MN
  • 01/2018 → 03/2020
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 02/2022 → Present
    American Enterprise Investment Services Inc
    Minneapolis, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-14
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1992-06-25
  • S66 Uniform Combined State Law Examination
    2019-06-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1992-06-25
Other Names
  • Tami J Nault
  • Tami Jayne Nault
  • Tami Jayne Brademann
  • Tami Jayne Loser
  • Tami Jayne Vanbrocklin

View on SEC IAPD

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THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
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