Gregory Alan Klein

Current Employers

Employment History

• 01/2020 → Present
  Hays Company
  Minneapolis, MN
• 07/2017 → 05/2018
  Ernst & Young
  Minneapoplis, MN
• 05/2018 → 12/2019
  Sentry Mutual Insurance Company
  Minneapolis, MN
• 06/2015 → 06/2017
  Texas A & M University
  College Station, TX
• 12/2021 → Present
  Lpl Financial Llc
  Minneapolis, MN

Previous Registrations

• 2021-03-20 → 2021-10-26
  Global Retirement Partners Llc
  San Rafael, CA
  Minneapolis, MN

Other Businesses

1- 08/2023 / Hays Investment Advisors / DBA for LPL Business (entity for LPL business) / Investment Related 2- 11/20/2023 - Hays Financial Group - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 8/10/2023 3- 11/20/2023 - HAYS FINANCIAL GROUP, LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/10/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through HAYS FINANCIAL GROUP, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 10/14/2025- Real Estate Rental- INV Related- At Minneapolis, MN - Start date 08/01/2024- 10 Hours Per Month

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-10-16
• S65 Uniform Investment Adviser Law Examination
  2021-03-19

Designations