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Current Employers
Thrivent Asset Management, Llc

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-03-16
  • MN RA
    APPROVED
    Since 2023-03-16

Branch Locations

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Minneapolis MN 08/2017 Present
Thrivent Distributors Llc Minneapolis MN 09/2017 Present
Knitting From The Heart Woodbury MN 05/2017 08/2017
Riverside Tavern Saint Paul Park MN 03/2017 05/2017
Kincaid's St Paul MN 08/2014 03/2017
  • 08/2017 → Present
    Thrivent Financial
    Minneapolis, MN
  • 09/2017 → Present
    Thrivent Distributors Llc
    Minneapolis, MN
  • 05/2017 → 08/2017
    Knitting From The Heart
    Woodbury, MN
  • 03/2017 → 05/2017
    Riverside Tavern
    Saint Paul Park, MN
  • 08/2014 → 03/2017
    Kincaid's
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-08
  • S66 Uniform Combined State Law Examination
    2023-03-08

View on SEC IAPD

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