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Casey Mitchell

Thrivent Asset Management, LLC

Minneapolis, MN

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Current Employers
Thrivent Asset Management, Llc

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-17
  • MN RA
    APPROVED
    Since 2025-03-17

Branch Locations

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 06/2017 09/2019
Sacred Heart University Fairfield CT 06/2013 05/2017
Pratt & Whitney East Hartford CT 05/2016 09/2016
Oppenheimer & Co. Inc. New York NY 09/2019 06/2020
Fred Alger & Company, Llc New York NY 06/2020 11/2024
Thrivent Distributors Llc Minneapolis MN 12/2024 Present
Thrivent Financial Appleton WI 11/2024 Present
  • 06/2017 → 09/2019
    Ubs Financial Services
    Weehawken, NJ
  • 06/2013 → 05/2017
    Sacred Heart University
    Fairfield, CT
  • 05/2016 → 09/2016
    Pratt & Whitney
    East Hartford, CT
  • 09/2019 → 06/2020
    Oppenheimer & Co. Inc.
    New York, NY
  • 06/2020 → 11/2024
    Fred Alger & Company, Llc
    New York, NY
  • 12/2024 → Present
    Thrivent Distributors Llc
    Minneapolis, MN
  • 11/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-14
S66 Uniform Combined State Law Examination 2017-09-15
  • S65 Uniform Investment Adviser Law Examination
    2025-03-14
  • S66 Uniform Combined State Law Examination
    2017-09-15
Other Names
  • Casey Mitchell
  • Casey M Mitchell

View on SEC IAPD

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