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901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-05-14 |
Branch Locations
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | St Paul | MN | 09/2013 | 09/2016 |
| Thrivent Financial | Appleton | WI | 10/2016 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-14 |
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