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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2008-02-05
CT RA APPROVED 2006-11-29
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2008-02-05
  • CT RA
    APPROVED
    Since 2006-11-29

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Ridgefield, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 05/1985 Present
Bank Of America,N.A. White Plains NY 06/2011 Present
Other Businesses

I*3095285 Entity Type: For Profit Name of OBA:PRT TC LLC Address:cocoa Beach Florida Investment Related:No Position, Title, Association:Officer Start Date:10/28/2025 No Hours: 1 Weekly No Hours during trading:1 Weekly Duties:commercial property None

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-28
S63 Uniform Securities Agent State Law Examination 1987-10-05
  • S65 Uniform Investment Adviser Law Examination
    2006-11-28
  • S63 Uniform Securities Agent State Law Examination
    1987-10-05
Other Names
  • Jacqueline Jean Cicale
  • Jacqueline Jean Stellmacher
  • Jacqueline Jean Rambarran

View on SEC IAPD

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