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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-26 |
| AR | RA | APPROVED | 2019-01-08 |
| TN | RA | APPROVED | 2013-02-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Memphis | TN | 02/2013 | Present |
(1) CRITTENDEN COUNTY HOSPITAL ADDRESS: 1000 TYLER AVE,WEST MEMPIS, AR NATURE OF THE BUSINESS: BOARD MEMBER/OFFICER/DIRECTOR POSITION/TITLE: DIRECTOR INVESTMENT RELATED:NO START DATE: 01-MAY-2009 END DATE: 01-SEP-2014 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 3 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 3 DESCRIPTION OF DUTIES: SERVE ON BOARD OF DIRECTORS-OVER SIGHT OF HOSPITAL ADMINISTRATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-01 |
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