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Mitchell Lawrence Direnzi

Wells Fargo Clearing Services, LLC

Santa Barbara, CA

CRD 3244956

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-22
TX RA APPROVED 2019-03-22
  • CA RA
    APPROVED
    Since 2019-03-22
  • TX RA
    APPROVED
    Since 2019-03-22

Branch Locations

3660 State St, Santa Barbara, CA 93105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Santa Barbara CA 05/2014 03/2019
Wells Fargo Clearing Services, Llc Santa Barbara CA 03/2019 Present
Previous Registrations
  • 2009-06-01 → 2019-04-02
    Morgan Stanley
    Pittsburgh, PA
    Santa Barbara, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Pittsburg, PA
    Greensburg, PA
  • 2007-02-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Greensburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-23
  • S66 Uniform Combined State Law Examination
    2004-10-23

View on SEC IAPD

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA

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