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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-20
  • MN RA
    APPROVED
    Since 2013-11-20

Branch Locations

2805 Dodd Rd Ste 195, Eagan, MN 55121 • United States

Mendota Hts, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eden Prairie MN 08/1987 03/2020
Ameriprise Financial Services, Llc Eagan MN 03/2020 Present
Other Businesses

Business Ownership; The Prairie Group LLC.; I will be a limited partner of the Prairie Group LLC.; Manage Ameriprise Business; 715 Old Highway 8 NW, , New Brighton, MN, 55112; Investment-Related; 01/29/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-27
  • S63 Uniform Securities Agent State Law Examination
    1987-08-27
Designations

View on SEC IAPD

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