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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-03-03
  • FL RA
    APPROVED
    Since 2008-03-03

Branch Locations

1820 N.COrporate Lakes Blvd Suite 102, Ft. Lauderdale, FL 33326 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc Fort Laud. FL 02/2008 Present
Kovack Advisors, Inc. Fort Laud. FL 02/2008 Present
  • 02/2008 → Present
    Kovack Securities, Inc
    Fort Laud., FL
  • 02/2008 → Present
    Fort Laud., FL
Previous Registrations
  • 2004-06-15 → 2008-02-04
    Securities America Advisors, Inc.
    Weston, FL
Other Businesses

1) DBA: WESTON FINANCIAL ADVISORS - 1820 N. CORPORATE LAKES BLVD. SUITE 102 WESTON, FL 33326; INVESTMENTS DBA; INVESTMENT RELATED; FINANCIAL ADVISOR; 80% OF TIME SPENT 2) FIXED INSURANCE - 1820 N. CORPORATE LAKES BLVD. SUITE 102 WESTON, FL 33326; MOST BUSINESS DON'T THROUGH DMI; NON INVESTMENT RELATED; WRITE TERM LIFE POLICIES; 3% OF TIME SPENT 3) SAL FIORELLO INVESTMENT ADVISORY SERVICES LLC - 13407 PRINCESS STREET, WINTER GARDEN, FL 34787 ; OFFICER; ORGANIZATION SETUP FOR PERSONAL 401K CONTRIBUTION PURPOSES; NON-INVESTMENT RELATED BUSINESS; <1% OF TIME SPENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-03
S63 Uniform Securities Agent State Law Examination 2002-05-20
  • S66 Uniform Combined State Law Examination
    2004-06-03
  • S63 Uniform Securities Agent State Law Examination
    2002-05-20
Designations
Other Names
  • Sal Fiorello

View on SEC IAPD

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