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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-01-16
WI RA APPROVED 2015-11-02
MN RA APPROVED 2013-11-18
TX RA APPROVED_RES 2006-10-04
  • IA RA
    APPROVED
    Since 2025-01-16
  • WI RA
    APPROVED
    Since 2015-11-02
  • MN RA
    APPROVED
    Since 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

4470 Erin Dr Ste 102, Eagan, MN 55122 • United States

4115 26Th Street Nw (P2A) Suite 100, Rochester, MN 55901 • United States

350 Nw 1St Ave Ste C, Grand Rapids, MN 55744-2756 • United States

301 E Howard St Suite 28, Hibbing, MN 55746 • United States

100 West College Dr. Suite 103, Marshall, MN 56258 • United States

394 Lake Ave S Ste 505, Duluth, MN 55802 • United States

903 Commerce Dr, Decorah, IA 52101 • United States

217 Plum St Ste 280, Red Wing, MN 55066 • United States

Byron, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester MN 08/1987 03/2020
Ameriprise Financial Services Llc Rochester MN 01/1988 Present
Other Businesses

Real Estate Ownership; Single Family; 1020 Lakeside Park, Greensboro, GA 30642, ,; Not Investment-Related; 03/01/2019. Independent Insurance Brokering; Penn Mutual; 07/24/2024; Term Life. Business Ownership; West Circle Drive LLC; Owner; Commercial real estate holdings; 4115 26th St NW, , Rochester, MN, 55901; Not Investment-Related; 01/01/2001; 1 to 9 hours per month; 0 during trading hours / EWP Operations, LLC; Owner and used for business expenses and payroll.; Legal entity; 4115 26th St NW, Suite 100, , Rochester, MN, 55901; Not Investment-Related; 01/27/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Wishes and MOre; Board member; Fridley,mn, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-08
S63 Uniform Securities Agent State Law Examination 1987-11-03
  • S65 Uniform Investment Adviser Law Examination
    1996-04-08
  • S63 Uniform Securities Agent State Law Examination
    1987-11-03
Designations
Other Names
  • Randy Ehleringer

View on SEC IAPD

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