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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-16 |
| WI | RA | APPROVED | 2015-11-02 |
| MN | RA | APPROVED | 2013-11-18 |
| TX | RA | APPROVED_RES | 2006-10-04 |
Branch Locations
4470 Erin Dr Ste 102, Eagan, MN 55122 • United States
4115 26Th Street Nw (P2A) Suite 100, Rochester, MN 55901 • United States
350 Nw 1St Ave Ste C, Grand Rapids, MN 55744-2756 • United States
301 E Howard St Suite 28, Hibbing, MN 55746 • United States
100 West College Dr. Suite 103, Marshall, MN 56258 • United States
394 Lake Ave S Ste 505, Duluth, MN 55802 • United States
903 Commerce Dr, Decorah, IA 52101 • United States
217 Plum St Ste 280, Red Wing, MN 55066 • United States
Byron, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | MN | 08/1987 | 03/2020 |
| Ameriprise Financial Services Llc | Rochester | MN | 01/1988 | Present |
Real Estate Ownership; Single Family; 1020 Lakeside Park, Greensboro, GA 30642, ,; Not Investment-Related; 03/01/2019. Independent Insurance Brokering; Penn Mutual; 07/24/2024; Term Life. Business Ownership; West Circle Drive LLC; Owner; Commercial real estate holdings; 4115 26th St NW, , Rochester, MN, 55901; Not Investment-Related; 01/01/2001; 1 to 9 hours per month; 0 during trading hours / EWP Operations, LLC; Owner and used for business expenses and payroll.; Legal entity; 4115 26th St NW, Suite 100, , Rochester, MN, 55901; Not Investment-Related; 01/27/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Wishes and MOre; Board member; Fridley,mn, ,; ; ; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-03 |
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