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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-23
TX RA APPROVED_RES 1996-07-22
MD RA APPROVED 1990-11-14
  • FL RA
    APPROVED
    Since 2025-01-23
  • TX RA
    APPROVED_RES
    Since 1996-07-22
  • MD RA
    APPROVED
    Since 1990-11-14

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Hollywood Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 09/1987 Present
Bank Of America, Na Hunt Valley MD 12/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-06
  • S63 Uniform Securities Agent State Law Examination
    1988-01-06
Other Names
  • A J Force
  • Aj Force

View on SEC IAPD

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