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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-06 |
| AZ | RA | APPROVED | 2017-12-01 |
| HI | RA | APPROVED | 2017-11-30 |
Branch Locations
1003 Bishop Street Suite 1500, Honolulu, HI 96813 • United States
Tucson, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu, | HI | 02/2008 | 11/2017 |
| Raymond James & Associates, Inc. | Honolulu | HI | 11/2017 | Present |
| Raymond James & Associates, Inc. | Tucson | AZ | 05/2018 | Present |
Name of Business : Tucson Botanical Gardens Address: 2150 N Alvernon way,Tucson, AZ Nature of the Business: Other (unpaid) Position/Title: Other (unpaid) Investment Related:Yes Start Date: 10/01/2020 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Committee member TBG Endowment Investment Committee to review and recommend to Final Board approval
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-03 |
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