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Eric-Allen Tsutomu Ching

Wells Fargo Clearing Services, LLC

Honolulu, HI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-06
HI RA APPROVED 2007-10-26
  • TX RA
    APPROVED_RES
    Since 2014-01-06
  • HI RA
    APPROVED
    Since 2007-10-26

Branch Locations

1001 Bishop St Ste 1900, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Honolulu HI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Honolulu HI 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-22
S63 Uniform Securities Agent State Law Examination 2005-10-27
  • S65 Uniform Investment Adviser Law Examination
    2007-10-22
  • S63 Uniform Securities Agent State Law Examination
    2005-10-27

View on SEC IAPD

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GEORGE CHRISTIAN FLOAN HART
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KELII JK KIAKONA
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS
GEORGE SATOSHI HIRAI

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI
KINGSWOOD WEALTH ADVISORS, LLC · Hololulu, HI

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