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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-10 |
| HI | RA | APPROVED | 2003-07-01 |
Branch Locations
1001 Bishop St Ste 1900, Honolulu, HI 96813 • United States
Honolulu, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Honolulu | HI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 11/2016 | Present |
(2)RENTAL PROPERTIES, INV RELATED, HONOLULU, HI, 100% OWNER, START: 1/2014, HALF HOUR PER MONTH/0 DURING TRADING. CO-TRUSTEE FOR FATHER'S TRUST; INV. RELATED; START DATE 3/2019; 5 HRS PER MONTH; 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-08 |
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