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Inactive

Kawika Shoji

Regency Capital Management Inc.

Honolulu, HI

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Current Employers
Regency Capital Management Inc.

1001 Bishop Street Suite 1090, Honolulu, HI 96813 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2022-09-13
  • HI RA
    APPROVED
    Since 2022-09-13

Branch Locations

1001 Bishop Street Suite 1090, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Volleyball Colorado Springs CO 06/2010 06/2022
Regency Capital Management Inc. Honolulu HI 08/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-12
  • S65 Uniform Investment Adviser Law Examination
    2022-09-12

View on SEC IAPD

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