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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2019-07-09 |
| TX | RA | APPROVED | 2019-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Honolulu | HI | 11/2004 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 11/2016 | 05/2018 |
| Morgan Stanley | Honolulu | HI | 05/2018 | 07/2019 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 07/2019 | Present |
NOTARY PUBLIC, NOT INVT RELATED, HONOLULU, HI, NOTARY, START DATE 7/19/2019, 10 HRS PER MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-03 |
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