Best Investors Account Sign in

Douglas Ross Davis

Empower Advisory Group, LLC

Greenwood Village, CO

Highlands Ranch, CO

Claim This Profile
Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-10-15
  • CO RA
    APPROVED
    Since 2018-10-15

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northstar Realty Securities Greenwood Village CO 05/2012 Present
Gwfs Equities, Inc. Greenwood Village CO 11/2013 Present
  • 05/2012 → Present
    Northstar Realty Securities
    Greenwood Village, CO
  • 11/2013 → Present
    Gwfs Equities, Inc.
    Greenwood Village, CO
Previous Registrations
  • 2011-01-12 → 2011-12-31
    J.P. Morgan Institutional Investments Inc.
    Englewood, CO
    Overland Park, KS
  • 2008-04-16 → 2010-12-31
    Chase Investment Services Corp.
    Englewood, CO
  • 2007-07-11 → 2008-07-18
    J.P. Morgan Institutional Investments Inc.
    Englewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-24
S65 Uniform Investment Adviser Law Examination 2007-05-14
S63 Uniform Securities Agent State Law Examination 2006-08-14
  • S66 Uniform Combined State Law Examination
    2018-09-24
  • S65 Uniform Investment Adviser Law Examination
    2007-05-14
  • S63 Uniform Securities Agent State Law Examination
    2006-08-14
Other Names
  • Doug Ross Davis
  • Douglas Ross David
  • Douglas Ross David

View on SEC IAPD

Other Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC
MORGAN STANLEY
RBC CAPITAL MARKETS, LLC
LPL FINANCIAL LLC
WESTERN WEALTH MANAGEMENT LLC
CONCURRENT INVESTMENT ADVISORS, LLC

Other Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford
DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

More in Greenwood Village, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor