Dennis Edward Marshall

Current Employers

Employment History

• 01/2015 → Present
  Marshall Investment Management, Llc
  Littleton, CO
• 07/2015 → Present
  Lpl Financial, Llc
  Littleton, CO

Previous Registrations

• 2007-10-17 → 2016-08-17
  Jasmijn Capital Management, Llc
  Highland, UT
• 2006-06-05 → 2015-07-31
  Osaic Wealth, Inc.
  Wheat Ridge, CO
  Lakewood, CO
  Littleton, CO

Other Businesses

1. 07/09/2015 - FEDERAL RETIREMENT SERVICES SEMINARS - NOT INV REL - At Reported Business Location(s) - TEACHING - START 9/1999 - 0% TIME SPENT - TEACHING PRE-RETIREMENT HUMAN RESOURCES TRAINING COURSES FOR THE FEDERAL GOVERNMENT 2. 07/09/2015 - MARSHALL INVESTMENT MANAGEMENT - INV REL - At Reported Business Location(s) - INSURANCE AGENCY - START 01/01/2003 - 2% TIME SPENT - FINANCIAL ADVISOR 3. 7/31/2015 - MARSHALL INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - START 01/01/2015 - 120 Hours Per Month - 75% TIME SPENT - I provide investment advisory services through Marshall Investment Management, an independent investment advisor firm. I started this business activity in 01/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/18/2021 - Marshall Investment Management, LLC - DBA: Marshall Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2015 - 160 Hours Per Month/6 Hours During Securities Trading. 5. 07/26/2022 - Cavill and Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/29/2022 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-09
• S63 Uniform Securities Agent State Law Examination
  2001-02-12