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Current Employers
Dodds Wealth, Llc

5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-10
CO RA APPROVED 2023-01-08
  • TX RA
    APPROVED
    Since 2023-02-10
  • CO RA
    APPROVED
    Since 2023-01-08

Branch Locations

5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111 • United States

5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dodds Wealth Management Group Englewood CO 07/2017 12/2022
Survios Los Angeles CA 01/2017 04/2017
Amazon, Inc. Seattle WA 06/2016 09/2016
Ucla Anderson School Of Management Los Angeles CA 09/2015 06/2017
Lpl Financial, Llc Englewood CO 07/2017 03/2026
Dodds Wealth. Llc Greenwood Village CO 12/2022 Present
  • 07/2017 → 12/2022
    Dodds Wealth Management Group
    Englewood, CO
  • 01/2017 → 04/2017
    Survios
    Los Angeles, CA
  • 06/2016 → 09/2016
    Amazon, Inc.
    Seattle, WA
  • 09/2015 → 06/2017
    Ucla Anderson School Of Management
    Los Angeles, CA
  • 07/2017 → 03/2026
    Englewood, CO
  • 12/2022 → Present
    Greenwood Village, CO
Previous Registrations
  • 2017-12-13 → 2023-05-15
    Dodds Wealth Management Group
    Greenwood Village, CO
    Englewood, CO
  • 2017-09-27 → 2023-04-25
    Greenwood Village, CO
    Denver, CO
Other Businesses

1. 08/29/2017 - DODDS WEALTH MANAGEMENT GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ ENGLEWOOD, CO 2. 5/9/2018 - Dodds Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:03/19/2018 - 20 Hours Per Month/1 Hour During Trading - I provide financial planning and consulting services through Dodds Wealth Management Group, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 01/2025: DODDS TAX, LLC. INDIRECT OWNER. AFFILIATED TAX SERVICES ENTITY AND FULLY OWNED SUBSIDIARY OF DODDS WEALTH MANAGEMENT GROUP, LLC. TIME SPENT= LESS THAN 1% EACH MONTH. 4. 01/19/2023 - Dodds Wealth LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 90 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Dodds Wealth LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 90 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. - 5) 03/06/2025 - Dodds Tax, LLC - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:02/03/2025 - 5 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-27
  • S66 Uniform Combined State Law Examination
    2017-09-27
Designations
Other Names
  • Michael Dodds

View on SEC IAPD

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