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5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-10 |
| CO | RA | APPROVED | 2023-01-08 |
Branch Locations
5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111 • United States
5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dodds Wealth Management Group | Greenwood Village | CO | 08/2021 | 07/2022 |
| All-Phase Concrete Construction, Inc. | Englewood | CO | 01/2018 | 07/2021 |
| The Walsh Group - Archer Western | Atlanta | GA | 05/2017 | 07/2017 |
| The University Of Alabama | Tuscaloosa | AL | 08/2016 | 05/2017 |
| The University Of Alabama | Tuscaloosa | AL | 08/2017 | 12/2017 |
| Lpl Financial Llc | Fort Mill | SC | 11/2021 | 03/2026 |
| Dodds Wealth Management Group, Llc | Greenwood Village | CO | 07/2022 | 12/2022 |
| Dodds Wealth, Llc | Greenwood Village | CO | 12/2022 | 08/2024 |
| Dodds Wealth, Llc | Greenwood Village | CO | 08/2024 | Present |
1) 11/2021- Dodds Wealth- DBA for LPL Business (entity for LPL business)- Inv. related- Greenwood Village, CO 2) 11/08/2022 - Dodds Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date - 10/03/2022 - 10 Hours Per Month/1 Hours During Securities Trading - I provide financial planning and consulting services through Dodds Wealth Management Group, an independent investment advisor firm. I started this business activity in 10/20202. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3) 01/05/2023 - Dodds Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/03/2023 - 12 Hours Per Month/1 Hour During Securities Trading. 4) 01/19/2023 - Dodds Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 90 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Dodds Wealth, LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 90 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-12-30 |
| S65 | Uniform Investment Adviser Law Examination | 2021-09-03 |
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