Best Investors Account Sign in
Current Employers
Dodds Wealth, Llc

5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-10
CO RA APPROVED 2023-01-08
  • TX RA
    APPROVED
    Since 2023-02-10
  • CO RA
    APPROVED
    Since 2023-01-08

Branch Locations

5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111 • United States

5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dodds Wealth Management Group Greenwood Village CO 08/2021 07/2022
All-Phase Concrete Construction, Inc. Englewood CO 01/2018 07/2021
The Walsh Group - Archer Western Atlanta GA 05/2017 07/2017
The University Of Alabama Tuscaloosa AL 08/2016 05/2017
The University Of Alabama Tuscaloosa AL 08/2017 12/2017
Lpl Financial Llc Fort Mill SC 11/2021 03/2026
Dodds Wealth Management Group, Llc Greenwood Village CO 07/2022 12/2022
Dodds Wealth, Llc Greenwood Village CO 12/2022 08/2024
Dodds Wealth, Llc Greenwood Village CO 08/2024 Present
  • 08/2021 → 07/2022
    Dodds Wealth Management Group
    Greenwood Village, CO
  • 01/2018 → 07/2021
    All-Phase Concrete Construction, Inc.
    Englewood, CO
  • 05/2017 → 07/2017
    The Walsh Group - Archer Western
    Atlanta, GA
  • 08/2016 → 05/2017
    The University Of Alabama
    Tuscaloosa, AL
  • 08/2017 → 12/2017
    The University Of Alabama
    Tuscaloosa, AL
  • 11/2021 → 03/2026
    Fort Mill, SC
  • 07/2022 → 12/2022
    Dodds Wealth Management Group, Llc
    Greenwood Village, CO
  • 12/2022 → 08/2024
    Greenwood Village, CO
  • 08/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2022-04-04 → 2023-05-15
    Dodds Wealth Management Group
    Greenwood Village, CO
  • 2021-11-01 → 2023-04-25
    Greenwood Village, CO
Other Businesses

1) 11/2021- Dodds Wealth- DBA for LPL Business (entity for LPL business)- Inv. related- Greenwood Village, CO 2) 11/08/2022 - Dodds Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date - 10/03/2022 - 10 Hours Per Month/1 Hours During Securities Trading - I provide financial planning and consulting services through Dodds Wealth Management Group, an independent investment advisor firm.  I started this business activity in 10/20202. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3) 01/05/2023 - Dodds Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/03/2023 - 12 Hours Per Month/1 Hour During Securities Trading. 4) 01/19/2023 - Dodds Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 90 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Dodds Wealth, LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 90 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-12-30
S65 Uniform Investment Adviser Law Examination 2021-09-03
  • S63 Uniform Securities Agent State Law Examination
    2021-12-30
  • S65 Uniform Investment Adviser Law Examination
    2021-09-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greenwood Village, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor