Brian Russell Givin

Current Employers

Employment History

• 01/2000 → 06/2017
  Fidelity Investments Institutional Services Company
  Boston, MA
• 07/2017 → 05/2019
  Early Retirement / Unemployed
  Castle Pines, CO
• 05/2019 → Present
  Lpl Financial, Llc
  Littleton, CO
• 07/2019 → Present
  Marshall Investment Management, Llc
  Littleton, CO

Other Businesses

1. 05/20/2019 - MARSHALL INVESTMENT MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 45%/ LITTLETON, CO 2. 01/01/2005 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 5%/ 100 HAWN DR, FRISCO CO, 80443 3. 10/30/2018 - AMAZON FLEX/ OUTSIDE EMPLOYMENT/ NOT INVESTMENT RELATED/ 5%/ CASTLE PINES, CO 4. 07/25/2019 - Marshall Investment Management - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:1/7/19 - 15 hrs/mo - 45% time spent - I provide investment advisory services through Marshall Investment Management, an independent investment advisor firm. I started this business activity in 1/2019. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/20/2019 - Marshall Investment Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/15/2019 - 40 hrs/mo - 10 hrs during trading. 6. 12/12/2019 - Givin Asset Management LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/03/2019 - 30 Hours Per Month/25 Hours During Securities Trading. 7. 7/1/2021 - No Business Name - Investment Related - Jupiter, FL - Real Estate Rental - Start Date: 3/19/2021 - 3 Hours Per Month/0 Hours During Securities Trading - Will rent for out for limited use. 8. 07/26/2022 - Cavill and Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/07/2022 - 0 Hours Per Month/0 Hours During Securities Traning.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-07-11
• S63 Uniform Securities Agent State Law Examination
  1999-04-28