Andrew T Dodds

Current Employers

Employment History

• 02/2003 → 03/2026
  Lpl Financial, Llc
  Greenwood Village, CO
• 02/2003 → 12/2022
  Dodds Wealth Management Group
  Greenwood Village, CO
• 12/2022 → Present
  Dodds Wealth, Llc
  Greenwood Village, CO

Previous Registrations

• 2003-02-13 → 2026-03-03
  Lpl Financial Llc
  Greenwood Village, CO
  Castle Rock, CO
• 2004-09-14 → 2023-05-15
  Dodds Wealth Management Group
  Englewood, CO
  Greenwood Village, CO
• 1999-01-01 → 2003-02-27
  Ameriprise Financial Services, Llc
  Engelwood, CO

Other Businesses

1. 02/13/2003: NON-VARIABLE INSURANCE DBA - DODDS WEALTH MANAGEMENT GROUP - SELLING FIXED INSURANCE PRODUCTS. - ENGLEWOOD, CO. 2. 5/12/2005: REGISTERED INVESTMENT ADVISOR - DODDS WEALTH MANAGEMENT GROUP - ENGLEWOOD, CO. 3. 01/2025: DODDS TAX, LLC. INDIRECT OWNER. AFFILIATED TAX SERVICES ENTITY AND FULLY OWNED SUBSIDIARY OF DODDS WEALTH MANAGEMENT GROUP, LLC. TIME SPENT= LESS THAN 1% EACH MONTH. 4. 9/16/2013: REAL ESTATE RENTAL - 7-11, LLC - I AM THE MANAGING MEMBER OF AN LLC FOR THREE TRUSTS OF MY TWO BROTHERS AND MYSELF. I ALSO WILL HAVE INDIVIDUAL OWNERSHIP. DAN SEFF IS THE TRUSTEE AND ALL THREE ARE LPL FINANCIAL CLIENTS. - TIME SPENT 2% - OREM, UT. 5. 01/06/2023 - Dodds Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/03/2023 - 12 Hours Per Month/1 Hour During Trading.. 6. 01/19/2023 - Dodds Wealth LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 90 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Dodds Wealth LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 90 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 3/15/2023 - 3DS, LLC - Managing Member. Not Investment Related - Entity use to house personal and extended family trusts for tax purposes and to hold rental real estate. - Start Date - 09/16/2013 - 1 Hours Per Month/0 Hours During Securities Trading. 8. 05/09/2025 - Dodds Tax, LLC - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date; 02/17/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-12
• S63 Uniform Securities Agent State Law Examination
  1993-04-29

Designations