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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-11
  • FL RA
    APPROVED
    Since 2009-08-11

Branch Locations

777 S. Flagler Drive Suite 1810, West Palm Beach, FL 33401 • United States

200 Park Avenue, New York, NY 10166 • United States

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Boca Raton FL 08/2009 03/2024
Bny Mellon Securities Corporation Uniondale NY 03/2024 Present
Previous Registrations
Other Businesses

1. EAST COAST FOOTBALL OFFICALS ASSOCIATION - PALM BEACH GARDENS, FL. 33418 - START DATE 8/2009 - PAY PER GAME - FOOTBALL OFFICIAL - SEASONAL AUG - NOV. 10 HRS A WEEK. I OFFICATE FOOTBALL GAMES . 2. DSO-licensed financial advisor selling insurance products 3. Designated Responsible Licensed Producer holding a position of Vice president of BNY Mellon Insurance Agency responsible for product management, operational support, licensing & compliance activities with annuity and insurance distribution.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-05
S63 Uniform Securities Agent State Law Examination 1990-11-15
  • S65 Uniform Investment Adviser Law Examination
    1999-02-05
  • S63 Uniform Securities Agent State Law Examination
    1990-11-15
Designations
Other Names
  • Michael John Holden
  • Michael J Holden

View on SEC IAPD

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