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CRD 3123802
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-02-18 |
Branch Locations
525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States
525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States
525 Okeechobee Blvd. Suite 1500, West Palm Beach, FL 33401 • United States
601 21St Street Suite 326, Vero Beach, FL 32960 • United States
3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States
712 South East Ocean Blvd. Ground Floor, Stuart, FL 34994 • United States
601 21St Street Suite 326, Vero Beach, FL 32960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Ft. Lauderdale | FL | 11/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-16 |
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