Robert Edward Deforest

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2023-05-15
FL	RA	APPROVED	2012-02-17
TX	RA	APPROVED	2011-11-10

UT RA
APPROVED

Since 2023-05-15
FL RA
APPROVED

Since 2012-02-17
TX RA
APPROVED

Since 2011-11-10

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

1044 N Us Hwy 1 Suite 204, Jupiter, FL 33477 • United States

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Palm Beach	FL	11/2011	Present

11/2011 → Present

Ubs Financial Services Inc

Palm Beach, FL

Previous Registrations

2006-02-07 → 2011-11-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach, FL
2000-12-19 → 2006-01-17

Wells Fargo Clearing Services, Llc

Palm Beach, FL

Other Businesses

SolPow LLC / 12046 E. Big Cottonwood Cyn Rd Solitude,UT 84121 / Partnership/ Real Estate / Utah second homes that we rent out / Partner / / None / Start Date 9/24/15 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-16
S63	Uniform Securities Agent State Law Examination	1999-01-04

S65 Uniform Investment Adviser Law Examination

1999-11-16
S63 Uniform Securities Agent State Law Examination

1999-01-04

Other Names

Robert Edward Deforest
Robert Edward De Forest
Robert Edward Deforest
Robert Edward Edward Deforest

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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