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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-01-25
FL RA APPROVED 2023-01-24
UT RA APPROVED 2023-01-24
TX RA APPROVED_RES 2021-05-18
RI RA APPROVED 2017-07-26
  • GA RA
    APPROVED
    Since 2023-01-25
  • FL RA
    APPROVED
    Since 2023-01-24
  • UT RA
    APPROVED
    Since 2023-01-24
  • TX RA
    APPROVED_RES
    Since 2021-05-18
  • RI RA
    APPROVED
    Since 2017-07-26

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 06/2014 07/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2017
Ubs Financial Services Boston MA 07/2017 Present
  • 06/2014 → 07/2017
    Boston, MA
  • 01/2015 → 07/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2017 → Present
    Ubs Financial Services
    Boston, MA
Previous Registrations
Other Businesses

SOLE PROPRIETOR/LANDLORD; 03 HARMON COVE TOWERS, SECAUCUS, NJ 07094; 08/2014; 0 BUSINESS & NON-BUSINESS HOURS; CONDO - 3 YEAR LEASE W/ RENTAL PAYMENTS ESCALATING YEARLY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-12
  • S66 Uniform Combined State Law Examination
    2014-08-12

View on SEC IAPD

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