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Nathalie Tremblay

Ubs Financial Services Inc.

West Palm Beach, FL

Boca Raton, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-04-12
TX RA APPROVED 2016-03-28
  • FL RA
    APPROVED
    Since 2016-04-12
  • TX RA
    APPROVED
    Since 2016-03-28

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 03/2016 Present
Previous Registrations
  • 2012-08-25 → 2016-04-14
    Credit Suisse Securities (Usa) Llc
    West Palm Beach, FL
  • 2006-06-14 → 2008-07-03
    Credit Suisse Private Advisors Ag
    Miami, FL
    Zurich
    Zurich
Other Businesses

Festival of the arts Boca Raton / 433 Plaza Real Suite 339 Boca Raton, FL 33432 / United States / Charity / Festival committee member only, not director / Member of Board of directors / Choosing art performers for the festival. / Start Date 9/25/2019 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-22
  • S66 Uniform Combined State Law Examination
    2012-08-22
Other Names
  • Tremblay Nathalie

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL
CRESSET ASSET MANAGEMENT, LLC · West Palm Beach, FL

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